Subscription Agreement (Tokenized Security)
Comprehensive agreement for tokenized securities: investor reps, token mechanics & custody, transfer restrictions/legends, lock-up & secondary, distributions/redemptions, KYC/AML conditions, tax/privacy, e-signatures, and dispute terms.
Contents (short)
- Subscription & Closing: price, escrow/settlement, oversubscription/refunds, conditions precedent.
- Investor representations: Reg D/Reg S/MiCA status, investment intent, knowledge & risk, anti-corruption, sanctions/AML, wallet control, tax, data/privacy, bad actor, authority.
- Issuer reps (summary): capacity, valid issuance, compliance basis, good-faith disclosures.
- Token mechanics & custody: network/contract, whitelisting/transfer hooks, upgrades/forks, key loss allocation.
- Transfer restrictions & legends: holding periods (e.g., Rule 144), eligibility checks, venue rules.
- Lock-up & secondary: MTF/ATS/P2P availability, private transfers compliance.
- Distributions/interest/redemptions & fees/expenses.
- Conditions & KYC/AML, tax matters, data protection (GDPR/UK GDPR), e-delivery & e-signatures.
- Governing law & disputes, liability/indemnity, survival, acceptance.
- Annexes: Offering summary; Investor questionnaire; Entity KYB cert; Payment instructions; Transfer legends; FATCA/CRS forms; Risk acknowledgment; Wallet certification; ERISA rep; Privacy consent.
Download & next steps
Download the template and align exemptions (MiCA/Reg D/Reg S), legends, lock-ups, and wallet/whitelisting mechanics with your jurisdiction, venue and smart-contract setup. We can adapt it end-to-end.