Investor Questionnaire (Suitability/Appropriateness)
MiCA/MiFID-aligned questionnaire covering knowledge/experience, objectives, risk tolerance, capacity for loss, product understanding (MiCA classes & tokenized securities), and an appropriateness quiz.
Contents (short)
- Identification & category — retail/professional/accredited.
- Objectives & horizon — preservation, income, growth, speculation.
- Financials & loss capacity — income/net worth, % allocation, buffers.
- Knowledge & experience — equities/bonds, crypto, EMTs, tokenized securities, derivatives.
- Product knowledge — utility, EMT, ART, registrar/custody, locks/legends.
- Risk attitude — Likert statements; leverage & complexity.
- Wallets & custody — self-custody practices, allowlists.
- Appropriateness quiz — 5 MCQs; internal key provided.
- Outcome matrix — mapping to allowed products; warnings.
- Declarations & GDPR consent — signature block.
Download & next steps
Download the questionnaire and align scoring thresholds and product mapping with your compliance policy. We can implement a digital flow (webform/API) and link it to risk profiling & trading rules.